MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Sally Elizabeth inglesant
IRN SEI01016
- SMF3 (AR) Executive Director function (9 Dec 2019 to 27 Jan 2022)
- CF1 Director (AR) (8 Nov 2017 to 8 Dec 2019)
Samantha Cameron
IRN SXC01110
- CF1 Director (AR) (since 19 Jan 2024)
Samuel Raynor
IRN SXR00706
- CF1 Director (AR) (17 May 2023 to 23 Jan 2025)
Sandra King Dunn
IRN SKD01015
- Responsible for Insurance Mediation (26 Jan 2005 to 26 Jan 2005)
- CF1 Director (AR) (26 Jan 2005 to 22 Jun 2009)
Sara Cunnington
IRN SXC02058
- CF1 Director (AR) (since 5 Jun 2025)
Sarah Bassett
IRN SXB03595
- CF1 Director (AR) (7 Dec 2017 to 13 Oct 2022)
Sarah Jane Turton
IRN SJT01215
- CF2 Non Executive Director (AR) (3 Mar 2009 to 9 May 2011)
Scot Mitchell
IRN SXM02435
- CF1 Director (AR) (17 Jun 2015 to 17 Nov 2022)
Scott Bayliss
IRN SXB01207
- CF1 Director (AR) (17 May 2023 to 25 Feb 2025)
Scott Smith
IRN SXS00631
- CF1 Director (AR) (7 Feb 2022 to 27 Jun 2025)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.