MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Robert Maitland Davies
IRN RMD01097
- CF1 Director (AR) (6 Aug 2010 to 8 Mar 2018)
Robert Michael Cartledge
IRN RMC01183
- CF1 Director (AR) (3 Apr 2023 to 4 Feb 2026)
Robert Ninian
IRN RXN01231
- CF1 Director (AR) (30 Nov 2010 to 5 Jun 2013)
Robert Parkes
IRN RXP01496
- CF1 Director (AR) (22 Aug 2005 to 16 Nov 2010)
Robert Paul Mears
IRN RPM01100
- CF1 Director (AR) (1 Jul 2008 to 23 Mar 2010)
Robert Paul Nicholson
IRN RPN01016
- CF1 Director (AR) (18 Apr 2007 to 20 Jan 2012)
Robert Respinger
IRN RXR01350
- CF1 Director (AR) (24 May 2007 to 9 May 2011)
Robert Stephen Wright
IRN RSW01075
- CF1 Director (AR) (3 Mar 2009 to 12 Aug 2013)
Robert james Lynch
IRN RJL01206
- CF4 Partner (AR) (28 Feb 2011 to 10 Jan 2013)
Robin James
IRN RXJ23042
- CF1 Director (AR) (23 Jun 2022 to 20 Nov 2024)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.