MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Ricky Lloyd Towler
IRN RLT01047
- CF1 Director (AR) (since 13 Apr 2023)
Robert Anthony Dunne
IRN RAD01137
- CF1 Director (AR) (1 Aug 2013 to 3 Aug 2018)
Robert Barraclough
IRN RXB01875
- CF1 Director (AR) (30 Oct 2007 to 13 Oct 2011)
Robert Bryan Barnfield
IRN RBB01045
- CF1 Director (AR) (28 Feb 2007 to 17 Nov 2010)
Robert Charles Winchurch
IRN RCW01100
- CF1 Director (AR) (22 Mar 2012 to 17 Sep 2013)
Robert David Williams
IRN RXW00501
- CF1 Director (AR) (19 Jul 2023 to 26 Nov 2024)
Robert Frew
IRN RXF01575
- CF1 Director (AR) (since 13 Sep 2022)
Robert George Horton
IRN RGH01092
- Responsible for Insurance Mediation (21 Feb 2005 to 21 Feb 2005)
- CF1 Director (AR) (21 Feb 2005 to 8 Dec 2019)
Robert James Sansom
IRN RJS01373
- CF1 Director (AR) (since 9 Dec 2019)
- CF1 Director (AR) (10 May 2006 to 8 Dec 2019)
- CF4 Partner (AR) (5 Aug 2005 to 10 May 2006)
Robert Kemp
IRN RXK01958
- CF1 Director (AR) (23 Dec 2015 to 4 Oct 2016)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.