MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Andrew Price
IRN AXP01627
- Responsible for Insurance Mediation (17 Jan 2005 to 17 Jan 2005)
- CF4 Partner (AR) (17 Jan 2005 to 27 Feb 2017)
- CF1 Director (AR) (17 Jan 2005 to 27 Feb 2017)
Andrew Robert Atkinson
IRN ARA01074
- CF1 Director (AR) (since 20 Apr 2009)
Andrew Robert Coulbeck
IRN ARC01193
- CF1 Director (AR) (30 Jan 2013 to 19 Oct 2015)
Andrew Robinson
IRN AXR01761
- CF4 Partner (AR) (23 Jan 2008 to 25 Apr 2010)
Andrew Thomas Joseph Bracken
IRN ATB01046
- CF1 Director (AR) (16 Mar 2006 to 20 Dec 2006)
Andrew Thomas Tassell
IRN ATT01020
- CF1 Director (AR) (6 Jun 2014 to 23 Jun 2016)
Andrew Thomas Wood
IRN ATW01056
- CF1 Director (AR) (15 Mar 2016 to 28 Nov 2017)
Andrew Wylie
IRN AXW02287
- CF1 Director (AR) (since 9 Dec 2019)
- CF1 Director (AR) (20 Jun 2019 to 8 Dec 2019)
Angela Mills
IRN AXM02231
- Responsible for Insurance Mediation (17 Feb 2005 to 17 Feb 2005)
- CF1 Director (AR) (17 Feb 2005 to 12 Oct 2008)
Ann Rollason
IRN AXR02245
- CF1 Director (AR) (6 Mar 2013 to 6 Jul 2023)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.