MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Lewis George Samuel Gibson
IRN LGG01020
- CF1 Director (AR) (since 9 Dec 2019)
- CF1 Director (AR) (16 Jul 2015 to 8 Dec 2019)
Leya Goldsmith
IRN LXG00021
- CF1 Director (AR) (14 Oct 2020 to 8 Feb 2022)
Linda Patrick
IRN LXP01352
- CF1 Director (AR) (18 Jul 2011 to 18 Oct 2016)
Linda Walker
IRN LXW01356
- CF1 Director (AR) (10 Feb 2014 to 8 Oct 2021)
Linsey Joy Crossley
IRN LJC01151
- CF2 Non Executive Director (AR) (7 May 2008 to 25 Feb 2009)
Lloyd John Jamieson
IRN LXJ14498
- CF1 Director (AR) (2 May 2019 to 25 Jun 2020)
Logan Harper
IRN LXH00439
- CF1 Director (AR) (since 18 Dec 2024)
Lorna Frame
IRN LXF01283
- CF1 Director (AR) (26 Apr 2013 to 6 Sep 2022)
Lorraine Hadden
IRN LXH01329
- CF2 Non Executive Director (AR) (27 Feb 2007 to 22 Aug 2008)
Louise Ann Williamson
IRN LAW01085
- CF1 Director (AR) (6 Jul 2015 to 22 Apr 2016)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.