MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Colin Kiddell
IRN CXK01356
- CF2 Non Executive Director (AR) (14 Nov 2012 to 22 Oct 2014)
Colin Mckinnon Galbreath
IRN CMG01152
- CF1 Director (AR) (22 Sep 2017 to 6 Aug 2018)
Colin Osbourn
IRN CXO01287
- CF1 Director (AR) (9 Sep 2015 to 14 Feb 2022)
Colin Struthers
IRN CXS01582
- CF1 Director (AR) (26 Jan 2005 to 8 Dec 2019)
- Responsible for Insurance Mediation (26 Jan 2005 to 26 Jan 2005)
Craig Andrew Newbold
IRN CAN01050
- CF1 Director (AR) (14 Oct 2013 to 21 Mar 2018)
Craig John Greenway
IRN CXG00424
- CF1 Director (AR) (since 13 Mar 2023)
Craig Michael Robson
IRN CMR01150
- CF1 Director (AR) (24 Aug 2018 to 28 Feb 2023)
Dagmar Penney
IRN DXP01597
- CF1 Director (AR) (22 Oct 2008 to 1 Aug 2014)
Dale John Richardson
IRN DXR23887
- CF1 Director (AR) (15 Jan 2020 to 31 Jan 2025)
Daniel Anthoney Isterling
IRN DAI01024
- CF1 Director (AR) (since 20 Aug 2018)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.