MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

John Brannigan
IRN JXB02526
- CF1 Director (AR) (4 Feb 2013 to 7 Aug 2014)
John Burns Thomson
IRN JBT01054
- CF1 Director (AR) (since 5 Apr 2022)
John Collingwood Pollard
IRN JCP01156
- CF1 Director (AR) (4 Apr 2014 to 3 Apr 2024)
John Connolly
IRN JXC02329
- CF1 Director (AR) (14 Dec 2009 to 5 Jan 2018)
John Dale
IRN JXD14608
- CF1 Director (AR) (since 10 May 2019)
John Dale Nugent
IRN JDN01052
- CF1 Director (AR) (4 Dec 2013 to 27 Aug 2014)
John David Appleyard
IRN JDA01065
- CF1 Director (AR) (13 Aug 2008 to 1 Sep 2009)
John Francis Farmer
IRN JFF01037
- CF1 Director (AR) (14 Jan 2005 to 1 Apr 2014)
John Francis Ross
IRN JFR01048
- CF2 Non Executive Director (AR) (14 Jan 2011 to 7 Jun 2013)
John Haynes
IRN JXH02405
- CF2 Non Executive Director (AR) (5 Jan 2012 to 10 Dec 2014)

Smaller firms operating under this firm's FCA authorisation.

Independence Mobility Limited (no longer appointed)
FRN 426846 · Appointed 4 Jun 2024 · Until 4 Apr 2025
Sheerness Mobility Limited (no longer appointed)
FRN 967052 · Appointed 24 Apr 2024 · Until 13 Dec 2024
Discounted Mobility Scooters Limited (no longer appointed)
FRN 1010220 · Appointed 19 Feb 2024 · Until 13 Feb 2026
Simplelife Mobility Limited (no longer appointed)
FRN 1006537 · Appointed 3 Dec 2023 · Until 4 Mar 2026
A M Stairlifts Limited (no longer appointed)
FRN 999854 · Appointed 17 Jul 2023 · Until 3 May 2024
Valley Mobility Services Ltd (no longer appointed)
FRN 999843 · Appointed 17 Jul 2023 · Until 23 Jan 2025
Harris & Gray Limited (no longer appointed)
FRN 999241 · Appointed 6 Jul 2023 · Until 26 Jul 2024
Rob's Mobility Ltd (no longer appointed)
FRN 999242 · Appointed 6 Jul 2023 · Until 27 Nov 2024
Celtic Mobility Limited (no longer appointed)
FRN 997570 · Appointed 8 Jun 2023 · Until 5 Feb 2025
EastCoast Leisure Operations Ltd (no longer appointed)
FRN 996389 · Appointed 15 May 2023 · Until 24 Jan 2025

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.