MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Helen Richmond
IRN HXR01374
- CF1 Director (AR) (28 Jun 2017 to 8 Dec 2019)
Hilary Elspeth McKay
IRN HEM01031
- CF1 Director (AR) (26 Aug 2015 to 25 Oct 2022)
Howard Jones
IRN HXJ01084
- CF1 Director (AR) (18 May 2006 to 24 Nov 2014)
Hugh Thurquand Sanders
IRN HTS01016
- CF1 Director (AR) (14 Oct 2010 to 10 Sep 2014)
Iain Alan McLarty
IRN IAM01082
- CF1 Director (AR) (10 Aug 2012 to 8 Sep 2014)
Iain Greer Gilchrist
IRN IGG01016
- CF1 Director (AR) (27 Feb 2006 to 29 Aug 2006)
Ian Adrian Page
IRN IAP01026
- CF1 Director (AR) (since 21 Feb 2018)
Ian David Wenman
IRN IDW01034
- CF1 Director (AR) (9 Dec 2019 to 7 May 2024)
Ian Halamandres
IRN IXH01231
- CF1 Director (AR) (26 Aug 2014 to 18 Nov 2015)
- CF4 Partner (AR) (5 Sep 2008 to 12 Aug 2014)
Ian Jonathan Richmond
IRN IJR01024
- CF1 Director (AR) (since 16 May 2025)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.