MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Simone Edythe White
IRN SEW01078
- CF1 Director (AR) (since 9 Dec 2019)
- CF1 Director (AR) (29 Nov 2005 to 8 Dec 2019)
Sion Ashton Jones
IRN SAJ01127
- CF1 Director (AR) (26 Aug 2015 to 25 Oct 2016)
Stacey Diane Showering
IRN SDS01097
- Responsible for Insurance Mediation (17 Feb 2005 to 17 Feb 2005)
- CF1 Director (AR) (17 Feb 2005 to 5 Nov 2025)
Stacey Fullalove
IRN SXF00594
- CF1 Director (AR) (since 18 Mar 2026)
Stephanie Gail Howell
IRN SGH01079
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Aug 2022)
- SMF1 Chief Executive (9 Dec 2019 to 17 Aug 2022)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF11 Money Laundering Reporting (14 Jan 2005 to 8 Dec 2019)
- CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
- CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
- CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
- CF13 Finance (14 Jan 2005 to 31 Oct 2007)
Stephen Andrew O'Halloran
IRN SAO01023
- CF2 Non Executive Director (AR) (25 Nov 2005 to 2 Jul 2010)
Stephen Andrew Parkes
IRN SAP01113
- CF4 Partner (AR) (18 Jun 2024 to 19 Nov 2024)
Stephen Cornwell
IRN SXC02005
- CF1 Director (AR) (9 Dec 2019 to 30 May 2024)
Stephen Curran
IRN SXC35809
- CF1 Director (AR) (6 Mar 2020 to 3 Nov 2022)
Stephen Davies
IRN SXD01511
- CF2 Non Executive Director (AR) (12 May 2005 to 2 Jul 2010)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.