MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Paul Kearney
IRN PXK01267
- Responsible for Insurance Mediation (20 Jan 2005 to 20 Jan 2005)
- CF4 Partner (AR) (20 Jan 2005 to 2 Jul 2010)
Paul Kenneth Anderson
IRN PXJ08239
- CF1 Director (AR) (26 May 2022 to 14 Jan 2025)
Paul McNally
IRN PXM00383
- CF1 Director (AR) (27 Jul 2021 to 3 Nov 2022)
Paul Nicholas Wilmott
IRN PNW01036
- CF1 Director (AR) (22 Jul 2009 to 4 Dec 2024)
Paul Richard Vicary
IRN PRV01008
- CF1 Director (AR) (since 26 Mar 2025)
- CF1 Director (AR) (12 Jun 2012 to 24 Jul 2014)
Paul Robinson
IRN PXR01882
- CF1 Director (AR) (28 Mar 2018 to 14 May 2019)
Paul Stephen Gurd
IRN PSG01058
- CF1 Director (AR) (6 Aug 2019 to 22 Feb 2022)
Paul Stephen Laughlin
IRN PSL01047
- CF1 Director (AR) (10 Oct 2013 to 19 Nov 2015)
Paul Streams
IRN PXS01873
- CF1 Director (AR) (12 Feb 2013 to 19 Jul 2013)
Paul Stuart Charlesworth
IRN PSC01097
- CF1 Director (AR) (16 Oct 2013 to 21 Apr 2017)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.