MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Mark Joseph McCorriston
IRN MJM01463
- CF1 Director (AR) (16 Feb 2010 to 8 Aug 2022)
Mark Peill
IRN MXP02039
- CF1 Director (AR) (13 Oct 2011 to 12 Sep 2014)
Mark Richard Tinsley
IRN MRT01097
- CF1 Director (AR) (9 Oct 2013 to 9 Feb 2016)
Mark Sharp
IRN MXS03074
- CF1 Director (AR) (17 Jan 2012 to 14 Feb 2018)
Mark Stephen Grant
IRN MSG01070
- CF2 Non Executive Director (AR) (31 Oct 2005 to 28 Nov 2016)
Martin Ackerman
IRN MXA02580
- CF1 Director (AR) (18 Oct 2012 to 2 Sep 2014)
Martin Ackerman
IRN MXA01623
- CF1 Director (AR) (12 May 2005 to 17 Nov 2010)
Martin Bush
IRN MXB04241
- CF1 Director (AR) (since 16 Oct 2025)
Martin Christopher Agacy
IRN MCA01091
- CF1 Director (AR) (13 Mar 2017 to 30 Aug 2017)
Martin David Jones
IRN MDJ01052
- CF1 Director (AR) (20 May 2005 to 27 Jul 2005)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.