MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Duncan Meikle
IRN DXM02434
- CF1 Director (AR) (18 Feb 2016 to 8 Dec 2019)
Duncan Sidney Lamb
IRN DSL01039
- CF1 Director (AR) (since 26 May 2017)
- CF1 Director (AR) (9 Sep 2009 to 18 Sep 2013)
Edward Hogan
IRN EXH01217
- CF1 Director (AR) (13 Dec 2006 to 24 Jun 2009)
Edward Norman Howes
IRN ENH01013
- CF1 Director (AR) (since 9 Dec 2019)
- CF1 Director (AR) (10 May 2019 to 8 Dec 2019)
Edward Robert Lachowicz
IRN ERL01014
- CF1 Director (AR) (22 Nov 2006 to 12 May 2014)
Elaine Hammond
IRN EXH01363
- CF1 Director (AR) (5 Feb 2015 to 15 Jan 2025)
Elaine Joyce Ferguson
IRN EJF01061
- CF1 Director (AR) (10 Aug 2010 to 24 Jan 2013)
Eleanor Marie McNicholas
IRN EMM01069
- CF1 Director (AR) (12 Nov 2010 to 17 Dec 2015)
Elizabeth Ellen Horner
IRN MEH01146
- CF1 Director (AR) (23 May 2014 to 8 Mar 2023)
Elizabeth Halamandres
IRN EXH00186
- CF1 Director (AR) (11 Feb 2022 to 17 Dec 2024)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.