MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Alan Clewley
IRN AXC01832
- Responsible for Insurance Mediation (26 Jan 2005 to 26 Jan 2005)
- CF1 Director (AR) (26 Jan 2005 to 17 Sep 2014)
Alan John Parker
IRN AJP01338
- CF1 Director (AR) (17 Sep 2007 to 8 Feb 2013)
Alan Kevin Brian
IRN AKB01067
- CF4 Partner (AR) (11 Apr 2005 to 5 Jul 2013)
Alastair John Gibbs
IRN AJG01403
- CF1 Director (AR) (since 2 Mar 2025)
Alastair Ronaldson
IRN AXR87864
- CF1 Director (AR) (18 Mar 2022 to 20 Dec 2024)
Alec George Denham
IRN AGD01059
- CF1 Director (AR) (5 Dec 2017 to 13 Sep 2018)
- CF4 Partner (AR) (25 Mar 2009 to 24 Nov 2017)
Alex Richard Boon
IRN AXB02586
- CF1 Director (AR) (since 29 Nov 2023)
Alexander Cheslyn Wade
IRN ACW01177
- Responsible for Insurance Distribution (since 30 May 2024)
- SMF3 Executive Director (since 30 May 2024)
- CF1 Director (AR) (22 Mar 2022 to 2 Jul 2024)
- SMF3 Executive Director (9 Dec 2019 to 14 Jul 2022)
- CF1 Director (18 Sep 2019 to 8 Dec 2019)
Alexander Nicholas Buchanan
IRN ANB01050
- CF1 Director (AR) (since 8 Aug 2025)
- CF1 Director (AR) (26 May 2015 to 12 Dec 2016)
Ali Chentouf
IRN AXC02536
- CF1 Director (AR) (21 Feb 2013 to 25 Jun 2014)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.