MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Michael Edward Johnson
IRN MEJ01047
- CF1 Director (AR) (6 Jun 2018 to 11 Oct 2019)
Michael Gee Sutcliffe
IRN MGS01156
- CF1 Director (AR) (16 Sep 2016 to 20 Oct 2016)
Michael Gordon Younghusband
IRN MGY01013
- CF1 Director (AR) (3 Apr 2014 to 2 Mar 2017)
Michael Harwood
IRN MXH02574
- CF1 Director (AR) (31 Dec 2008 to 28 Jan 2011)
Michael Ian Copas
IRN MIJ01016
- CF2 Non Executive Director (AR) (14 Nov 2011 to 23 Jun 2016)
- Responsible for Insurance Mediation (27 Jan 2005 to 27 Jan 2005)
- CF1 Director (AR) (27 Jan 2005 to 8 Dec 2019)
Michael John Ruddick
IRN MJR01377
- CF1 Director (AR) (31 May 2013 to 2 Nov 2020)
Michael Jones
IRN MXJ01611
- CF1 Director (AR) (since 9 Dec 2019)
- CF1 Director (AR) (6 Aug 2019 to 8 Dec 2019)
Michael Reginald Bramley
IRN MRB01197
- CF1 Director (AR) (11 Apr 2005 to 13 Jan 2012)
Michael Rich
IRN MXR01945
- CF4 Partner (AR) (29 Jun 2011 to 25 Mar 2014)
Michael Richard Booth
IRN MRB01283
- CF1 Director (AR) (24 Sep 2015 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.