Mario La Torre

FRN: 415413
Last scraped: 14 hours ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Montague Court

21-25 London Road

Newbury

Berkshire

RG14 1JL

UNITED KINGDOM

Phone

+4401635582424

Web

https://www.latorrewealthmanagement.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Lisa Jane Halsall
IRN LJH01063
- (1)Employed By (12 Jun 2013 to 30 Nov 2014)
Malcolm Richard Dolton
IRN MRD00008
- (2)Employed By (17 Oct 2008 to 1 Nov 2011)
Mario La Torre
IRN MXL00006
- (1)Employed By (since 23 Nov 2004)
Sally Elisabeth La Torre
IRN SEL01085
- (3)Employed By (30 Jun 2017 to 31 Dec 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.