Date authorised
1 November 2018
Companies House
11366742
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Marex
    155 Bishopsgate
    London
    EC2M 3TQ
    UNITED KINGDOM
    Phone
    +442077045650
  • Complaints Contact

    Marex
    155 Bishopsgate
    London
    City Of London
    EC2M 3TQ
    UNITED KINGDOM
    Phone
    +442076556000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future)

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future)

    Show 1 limitation
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Conway

    IRN SXC03059

    • CF30 Customer (1 Nov 2018 to 28 Aug 2019)
  • Timothy John Davies

    IRN TXD00141

    • SMF16 Compliance Oversight (14 Feb 2022 to 4 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (14 Feb 2022 to 4 Nov 2022)
    • [FCA CF] Significant management (7 Sep 2021 to 7 Nov 2022)
  • Tom Rossiter

    IRN TXR81348

    • [FCA CF] Material risk taker (5 Apr 2023 to 31 Jan 2024)
    • [FCA CF] Functions requiring qualifications (5 Sep 2022 to 31 Jan 2024)
    • [FCA CF] Client dealing (5 Sep 2022 to 31 Jan 2024)
  • Tony Junior Keterman

    IRN TJK01042

    • [FCA CF] Material risk taker (since 11 Apr 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF1 Director (1 Nov 2018 to 8 Dec 2019)
    • CF4 Partner (31 Oct 2018 to 1 Nov 2018)
    • CF30 Customer (31 Oct 2018 to 8 Dec 2019)
    • CF3 Chief Executive (31 Oct 2018 to 8 Dec 2019)
  • Zachary David Skry

    IRN ZXS00018

    • [FCA CF] Client dealing (since 30 Sep 2025)
    • CF30 Customer (5 Jun 2025 to 30 Sep 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.