Date authorised
1 November 2018
Companies House
11366742
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Marex
    155 Bishopsgate
    London
    EC2M 3TQ
    UNITED KINGDOM
    Phone
    +442077045650
  • Complaints Contact

    Marex
    155 Bishopsgate
    London
    City Of London
    EC2M 3TQ
    UNITED KINGDOM
    Phone
    +442076556000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future)

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future)

    Show 1 limitation
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniel James Quigley

    IRN DXQ18080

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Dec 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Dec 2021)
    • CF30 Customer (2 Aug 2019 to 8 Dec 2019)
  • Daniel John Davies

    IRN DXD06793

    • CF30 Customer (1 Nov 2018 to 17 May 2019)
  • Daniel Jones

    IRN DXJ01518

    • [FCA CF] Material risk taker (since 11 Apr 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Aug 2025)
    • CF30 Customer (1 Nov 2018 to 8 Dec 2019)
  • Daniel Scott Shepheard-Copas

    IRN DXS00826

    • [FCA CF] Client dealing (since 11 Apr 2023)
  • Daniel William Merrick

    IRN DXM00253

    • [FCA CF] Manager of certification employee (5 Apr 2023 to 28 Apr 2025)
    • [FCA CF] Client dealing (5 Apr 2023 to 28 Apr 2025)
    • [FCA CF] Functions requiring qualifications (5 Apr 2023 to 28 Apr 2025)
    • [FCA CF] Material risk taker (5 Apr 2023 to 28 Apr 2025)
  • Daniel William Thorn

    IRN DXT00143

    • [FCA CF] Material risk taker (5 Apr 2023 to 14 Feb 2025)
    • [FCA CF] Client dealing (22 Mar 2021 to 14 Feb 2025)
    • [FCA CF] Functions requiring qualifications (22 Mar 2021 to 14 Feb 2025)
  • David Mark Kyte

    IRN DMK01023

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 29 Jul 2025)
    • CF1 Director (1 Nov 2018 to 9 Dec 2019)
    • CF4 Partner (31 Oct 2018 to 1 Nov 2018)
  • Devonshi Mody

    IRN DXM02499

    • [FCA CF] Client dealing (since 29 Dec 2025)
    • [FCA CF] Material risk taker (since 29 Dec 2025)
    • [FCA CF] Manager of certification employee (29 Dec 2025 to 10 Mar 2026)
    • CF30 Customer (24 Dec 2021 to 31 Dec 2025)
  • Duncan Lord

    IRN DXL00495

    • [FCA CF] Material risk taker (since 22 Jul 2024)
    • [FCA CF] Significant management (since 22 Jul 2024)
  • Edward Mowbray Nicholas Howard

    IRN EMH01024

    • CF30 Customer (8 Nov 2022 to 30 Sep 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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