Marconi Capital Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Investment Setup

For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Alexander Myles Daniels
IRN AXD22044
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (16 Oct 2019 to 8 Dec 2019)
Fabian Stephan Blank
IRN FSB01023
- CF30 Customer (19 Oct 2018 to 7 Aug 2019)
Junko lo Sheehan
IRN JLS01213
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF1 Director (19 Oct 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (19 Oct 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (19 Oct 2018 to 8 Dec 2019)
- CF30 Customer (19 Oct 2018 to 8 Dec 2019)
- CF3 Chief Executive (19 Oct 2018 to 8 Dec 2019)
Ming Chor Anne Lo
IRN MCL01119
- CF30 Customer (19 Oct 2018 to 8 Dec 2019)
Suleman Ebrahim Lunat
IRN SEL01104
- CF30 Customer (19 Oct 2018 to 8 Jul 2019)
Tyler Tarr
IRN TXT18376
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (8 Aug 2019 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.