Date authorised
1 April 2013
Companies House
OC332989
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Marble Bar Asset Management
    55 Baker Street
    London
    Westminster
    W1U 8EW
    UNITED KINGDOM
    Phone
    +4402030238100
  • Complaints Contact

    Marble Bar Asset Management
    55 Baker Street
    London
    Westminster
    W1U 8EW
    UNITED KINGDOM
    Phone
    +4402030238100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joseph Maestri

    IRN JXM01263

    • [FCA CF] Manager of certification employee (2 Dec 2022 to 6 Jul 2023)
    • [FCA CF] Material risk taker (2 Dec 2022 to 6 Jul 2023)
    • [FCA CF] Client dealing (2 Dec 2022 to 6 Jul 2023)
  • Joshua Mace-Jones

    IRN JTF01030

    • [FCA CF] Client dealing (30 Jan 2023 to 20 May 2025)
  • Julian Leslie Cook

    IRN JXC27776

    • [FCA CF] Client dealing (since 1 Apr 2026)
    • [FCA CF] Material risk taker (since 1 Apr 2026)
  • Karena Isabella de Lecaros James

    IRN KXD01243

    • [FCA CF] Client dealing (since 14 Jul 2025)
  • Kaveh Sheibani

    IRN KXS01156

    • [FCA CF] Manager of certification employee (since 23 Nov 2022)
    • [FCA CF] Client dealing (since 1 Jun 2022)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (8 Dec 2017 to 14 Jan 2026)
    • CF4 Partner (AR) (8 Dec 2017 to 14 Jan 2026)
  • Keelan Karki

    IRN KXK00455

    • [FCA CF] Client dealing (10 Dec 2024 to 4 Sep 2025)
  • Kevin Michael Franklin

    IRN KMF01020

    • CF30 Customer (19 Aug 2009 to 30 Jun 2010)
  • Kim Pei Tay

    IRN KPT01029

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2022)
    • CF30 Customer (7 Oct 2019 to 8 Dec 2019)
  • Krishan Anil Bhalla

    IRN KXB25171

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jan 2021)
    • CF30 Customer (3 Dec 2019 to 8 Dec 2019)
  • Kuldip Singh Shergill

    IRN KSS01028

    • [FCA CF] Material risk taker (19 Apr 2023 to 2 Oct 2024)
    • [FCA CF] Client dealing (19 Apr 2023 to 2 Oct 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.