Mansbrook,Brosche & Co.Limited

Date authorised
1 April 2013
Companies House
00951687
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Henderson Business Centre
    51 Ivy Road
    Norwich
    Norfolk
    NR5 8BF
    UNITED KINGDOM
    Phone
    +4401603666849

  • Complaints Contact

    51 Ivy Road
    Norwich
    Norfolk
    NR5 8BF
    UNITED KINGDOM
    Phone
    +4401603666849

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Colleen Doris Brosche

    IRN CDB00010

    • CF1 Director (1 Dec 2001 to 26 Apr 2018)
  • Gavin Jonathan Brosche

    IRN GJB00067

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 23 Jul 2024)
    • CF11 Money Laundering Reporting (24 Jan 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 Jan 2013 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (4 Jan 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Jan 2013 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (8 May 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (13 Apr 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Apr 2004)
  • John Anthony Brosche

    IRN JAB00027

    • SMF3 Executive Director (9 Dec 2019 to 23 Jan 2020)
    • CF30 Customer (1 Nov 2007 to 25 Dec 2012)
    • Responsible for Insurance Mediation (14 Jan 2005 to 22 Dec 2012)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF10 Compliance Oversight (1 Dec 2001 to 22 Dec 2012)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 22 Dec 2012)
  • Lucy Brosche

    IRN LXB01688

    • SMF3 Executive Director (since 9 Dec 2019)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF1 Director (8 Oct 2013 to 8 Dec 2019)
  • Mark Christopher Brosche

    IRN MCB01168

    • CF1 Director (8 May 2007 to 26 Apr 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.