Manfield Wealth Management Limited

Date authorised
28 September 2020
Companies House
12217582
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    North East B I C Ltd
    Unit 29
    Business & Innovation Centre
    Wearfield
    Sunderland
    SR5 2TA
    UNITED KINGDOM
    Phone
    +4407738375448
    Web
    https://www.manfieldwealth.co.uk

  • Complaints Contact

    North East B I C Ltd
    Business & Innovation Centre
    Wearfield
    Sunderland Enterprise Park
    Sunderland
    SR5 2TA
    UNITED KINGDOM
    Phone
    +441915166296

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony Henderson Sowerby

    IRN AHS00010

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF16 Compliance Oversight (since 28 Sep 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Sep 2020)
    • SMF3 Executive Director (since 28 Sep 2020)
    • Responsible for Insurance Distribution (since 28 Sep 2020)
    • [FCA CF] Client dealing (since 28 Sep 2020)
    • [FCA CF] Functions requiring qualifications (since 28 Sep 2020)
    • [FCA CF] CASS oversight function (28 Sep 2020 to 24 Sep 2021)
    • [FCA CF] Significant management (28 Sep 2020 to 24 Sep 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.