Mallowstreet Limited

Date authorised
23 March 2018
Companies House
07051587
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Mallowstreet Limited
    First Floor,
    4 - 6 Throgmorton Avenue
    London
    Greater London
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +442039722560
    Web
    https://www.mallowstreet.com

  • Complaints Contact

    First Floor
    4 - 6 Throgmorton Avenue
    London
    Greater London
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +442039722560

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bryan Verster

    IRN BXV00017

    • [FCA CF] Significant management (since 1 Oct 2020)
  • DAVID SCHOLTZ

    IRN DXS02941

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (23 Mar 2018 to 8 Dec 2019)
  • Dawid Konotey-Ahulu

    IRN DXK01106

    • CF1 Director (23 Mar 2018 to 8 Dec 2019)
  • RACHEL JANE KONOTEY-AHULU

    IRN RJK01151

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (23 Mar 2018 to 8 Dec 2019)
  • Robert James Gardner

    IRN RJG01130

    • CF2 Non Executive Director (7 Jan 2019 to 8 Dec 2019)
    • CF1 Director (23 Mar 2018 to 7 Jan 2019)
  • STUART GORMAN BREYER

    IRN SGB01135

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 26 Jan 2020)
    • CF1 Director (22 Aug 2018 to 8 Dec 2019)
    • CF3 Chief Executive (23 Mar 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.