Malcolm Miles Financial Services

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial
Investment Advice (no pensions)

For Commercial, Non-investment insurance contracts
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Arranges Investments

For Commercial, Non-investment insurance contracts
Mortgage Arranging

For Customer, Regulated mortgage contract
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Malcolm Miles
IRN MXM00019
- Responsible for Insurance Mediation (14 Jan 2005 to 8 Apr 2005)
- CF10 Compliance Oversight (1 Dec 2001 to 11 Apr 2005)
- CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2005)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.