MALBURY FINANCIAL PLANNING LIMITED

Date authorised
17 March 2023
Companies House
14241730
Last scraped
4 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    28 Bosbury Road
    Malvern
    Worcestershire
    WR14 1TR
    UNITED KINGDOM
    Phone
    +4401684563736
    Web
    https://www.malbury.co.uk

  • Complaints Contact

    28 Bosbury Road
    Malvern
    Worcestershire
    WR14 1TR
    UNITED KINGDOM
    Phone
    +4401684563736

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rebecca Hazel Byrne

    IRN RHB01065

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Responsible for Insurance Distribution (since 17 Mar 2023)
    • SMF16 Compliance Oversight (since 17 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Mar 2023)
    • SMF3 Executive Director (since 17 Mar 2023)
    • [FCA CF] Client dealing (since 17 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 17 Mar 2023)
    • [FCA CF] Significant management (since 17 Mar 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.