Date authorised
1 April 2013
Companies House
05072999
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Third Floor
    St Clare House
    30 - 33 minories
    London
    EC3 1DD
    UNITED KINGDOM
    Phone
    +4408453094434
  • Complaints Contact

    Third Floor
    St Clare House
    30 - 33 minories
    London
    EC3 1DD
    UNITED KINGDOM
    Phone
    +4408453094434

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alfred Gerald Peter Hunt

    IRN AGH01094

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (6 Mar 2008 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (6 Mar 2008 to 31 Mar 2009)
    • CF3 Chief Executive (6 Mar 2008 to 8 Dec 2019)
    • CF29 Significant management (6 Mar 2008 to 8 Dec 2019)
    • CF1 Director (19 Jul 2007 to 8 Dec 2019)
  • Iain Raymond Sykes

    IRN IRS01042

    • Responsible for Insurance Mediation (14 Jan 2005 to 13 Dec 2005)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 13 Dec 2005)
    • CF1 Director (14 Jan 2005 to 13 Dec 2005)
  • Laurence Alan Winter

    IRN LAW01047

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (18 Feb 2008 to 8 Dec 2019)
  • Michael Anthony Pettifer

    IRN MAP01213

    • CF1 Director (14 Jan 2005 to 16 Feb 2005)
  • Raymond John Ward

    IRN RJW01249

    • CF1 Director (14 Jan 2005 to 15 Feb 2008)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.