Date authorised
1 April 2013
Companies House
06664153
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Newark Beacon
    Cafferata Way
    Newark
    Notts
    NG24 2TN
    UNITED KINGDOM
    Phone
    +441636858249
  • Complaints Contact

    Newark Beacon
    Cafferata Way
    Newark
    Notts
    NG24 2TN
    UNITED KINGDOM
    Phone
    +441636858249

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony Morgan Bound

    IRN AMB01259

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (19 Nov 2008 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (19 Nov 2008 to 31 Mar 2009)
    • CF1 Director (19 Nov 2008 to 8 Dec 2019)
  • David Nicholas Beach

    IRN DNB01049

    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2023)
    • CF1 Director (19 Nov 2008 to 8 Dec 2019)
  • Ian Kenneth Hallett

    IRN IKH01007

    • CF1 Director (19 Dec 2013 to 2 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.