Macquarie Capital (Europe) Limited

• Principal Place of Business

  Ropemaker Place

  28 Ropemaker Street

  London

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +442030372000

  Web

  https://www.macquarie.com/uk/en.html

• Complaints Contact

  Ropemaker Place

  28 Ropemaker Street

  London

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +442030374447

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Karl Montfort

  IRN KXM01645

  • CF30 Customer (17 Jul 2009 to 15 Dec 2010)
• Karl Oscar Anders Lavas

  IRN KOL01001

  • CF30 Customer (15 Dec 2009 to 8 Apr 2012)
• Karl-Johan Wattsgard

  IRN KXW01305

  • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
  • CF21 Investment Adviser (21 Jul 2006 to 31 Oct 2007)
• Karol Zenon Adamus

  IRN KXA21655

  • [FCA CF] Client dealing (9 Dec 2019 to 27 Jan 2021)
  • CF30 Customer (10 Oct 2019 to 8 Dec 2019)
• Kasper From Larsen

  IRN KFL01006

  • CF30 Customer (16 Feb 2009 to 15 Oct 2011)
• Kate Elizabeth Brittain

  IRN KXB13401

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2022)
  • CF30 Customer (3 Apr 2019 to 8 Dec 2019)
• Katherine Annabel Clare Vetch

  IRN KXV16102

  • SMF4 Chief Risk (16 Nov 2022 to 12 Sep 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 11 Aug 2022)
  • CF10 Compliance Oversight (4 Oct 2019 to 8 Dec 2019)
• Katherine Sloan

  IRN KLF01040

  • CF30 Customer (15 Jul 2014 to 22 Jun 2018)
• Kathleen Weeks

  IRN KXW01189

  • CF30 Customer (9 Dec 2008 to 9 Mar 2009)
• Kathryn Elizabeth Burgess

  IRN KEB01056

  • CF1 Director (7 Feb 2017 to 8 Dec 2019)
  • CF28 Systems and controls (7 Feb 2017 to 8 Dec 2019)

No changes recorded yet.