Macquarie Capital (Europe) Limited

• Principal Place of Business

  Ropemaker Place

  28 Ropemaker Street

  London

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +442030372000

  Web

  https://www.macquarie.com/uk/en.html

• Complaints Contact

  Ropemaker Place

  28 Ropemaker Street

  London

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +442030374447

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Allan Cubbin

  IRN DAC01258

  • CF30 Customer (4 Nov 2008 to 26 Aug 2009)
• David Anand Ramroop

  IRN DAR01129

  • CF23 Corporate Finance Adviser (29 May 2002 to 29 Dec 2006)
• David Anthony Hemming

  IRN DAH01259

  • SMF18 Other Overall Responsibility (since 19 Apr 2022)
  • [FCA CF] Significant management (7 Oct 2021 to 19 Apr 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 19 Apr 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Apr 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 19 Apr 2022)
  • [FCA CF] Algorithmic trading (9 Dec 2019 to 19 Apr 2022)
  • CF30 Customer (7 Apr 2008 to 8 Dec 2019)
• David Benjamin Porter

  IRN DBP01049

  • CF30 Customer (12 May 2017 to 22 Oct 2018)
• David Farrell

  IRN DRF01052

  • CF30 Customer (21 Sep 2011 to 10 Dec 2018)
• David George Holmes

  IRN DGH01109

  • CF30 Customer (8 May 2009 to 24 Sep 2010)
• David Gregory Roseman

  IRN DGR01084

  • CF30 Customer (19 Apr 2016 to 14 May 2018)
• David Hardy

  IRN DXH01774

  • CF30 Customer (27 Apr 2009 to 26 Oct 2011)
• David Harold Goodman

  IRN DHG01043

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Nov 2020)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Nov 2020)
  • CF30 Customer (6 Apr 2018 to 8 Dec 2019)
• David Howard Phillips

  IRN DHP01020

  • CF30 Customer (12 Apr 2010 to 28 Aug 2014)

No changes recorded yet.