Macquarie Capital (Europe) Limited

• Principal Place of Business

  Ropemaker Place

  28 Ropemaker Street

  London

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +442030372000

  Web

  https://www.macquarie.com/uk/en.html

• Complaints Contact

  Ropemaker Place

  28 Ropemaker Street

  London

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +442030374447

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Benjamin David Leith

  IRN BDL01028

  • CF30 Customer (29 Oct 2010 to 13 Dec 2016)
• Benjamin David Mills

  IRN BDM01031

  • CF30 Customer (1 Nov 2007 to 16 Sep 2008)
  • CF23 Corporate Finance Adviser (8 Jun 2006 to 31 Oct 2007)
• Benjamin Gregor Kluftinger

  IRN BGK01007

  • CF30 Customer (23 Jul 2008 to 25 Aug 2010)
• Benjamin Harold Corbould

  IRN BHC01008

  • CF21 Investment Adviser (12 Sep 2002 to 26 Mar 2004)
• Benjamin Hughan Preston

  IRN BHP01004

  • CF3 Chief Executive (8 May 2006 to 22 Aug 2006)
  • CF1 Director (11 Jul 2002 to 29 Jun 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 29 Jun 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 29 Jun 2007)
• Benjamin John Bailey

  IRN JBB01038

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (23 Nov 2015 to 8 Dec 2019)
• Benjamin Maurice O'Donnell

  IRN BMO01013

  • CF23 Corporate Finance Adviser (23 Apr 2003 to 16 Mar 2007)
• Benjamin McKeeman Oakley

  IRN BMO01023

  • CF30 Customer (7 Oct 2008 to 27 Nov 2011)
• Benjamin Michael John McCallum

  IRN BMM01054

  • CF30 Customer (1 Nov 2007 to 26 Jun 2009)
  • CF23 Corporate Finance Adviser (21 May 2007 to 31 Oct 2007)
• Benjamin Nicholas Luke

  IRN BNL01009

  • CF30 Customer (10 Nov 2008 to 16 Mar 2010)

No changes recorded yet.