Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Ropemaker Place28 Ropemaker StreetLondonLondonEC2Y 9HDUNITED KINGDOM- Phone
- +442030372000
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Complaints Contact
Ropemaker Place28 Ropemaker StreetLondonLondonEC2Y 9HDUNITED KINGDOM- Phone
- +442030374447
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Professional, Eligible Counterparty, Share, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Debenture, Government and public security
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Professional, Eligible Counterparty, Commercial, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Thomas George Downie
IRN TGD01017
- (758)CF30 Customer (1 Nov 2007 to 11 Mar 2008)
- (759)CF21 Investment Adviser (12 Jul 2006 to 31 Oct 2007)
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Thomas John Laidlaw
IRN TJL01066
- (107)CF30 Customer (1 Nov 2007 to 28 Jul 2011)
- (108)CF23 Corporate Finance Adviser (5 Aug 2004 to 31 Oct 2007)
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Thomas Martin Price
IRN TMP01036
- (1937)[FCA CF] Manager of certification employee (9 Dec 2019 to 2 Nov 2020)
- (1936)[FCA CF] Client dealing (9 Dec 2019 to 2 Nov 2020)
- (1935)CF30 Customer (29 Jan 2018 to 8 Dec 2019)
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Thomas Matthews
IRN TXM01475
- (53)CF30 Customer (1 Nov 2007 to 23 Jun 2008)
- (54)CF23 Corporate Finance Adviser (30 Aug 2007 to 31 Oct 2007)
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Thomas Meinert
IRN TXM01294
- (138)CF23 Corporate Finance Adviser (12 Dec 2002 to 30 May 2003)
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Thomas Oliver Jackson
IRN TOJ01004
- (21)CF30 Customer (12 Jan 2009 to 18 Jul 2011)
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Thomas Schute
IRN TCS01068
- (1949)[FCA CF] Manager of certification employee (18 Jul 2023 to 6 Mar 2026)
- (1948)[FCA CF] Client dealing (9 Dec 2019 to 6 Mar 2026)
- (1947)CF30 Customer (26 Jan 2018 to 8 Dec 2019)
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Thomas Stoegner
IRN TXS01570
- (733)CF30 Customer (14 Apr 2010 to 31 Mar 2014)
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Thomas Westbrook
IRN TXW00378
- (1478)[FCA CF] Client dealing (13 Jan 2025 to 30 Jun 2025)
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Thomas William Pelham Chetwood
IRN TWC01015
- (560)CF30 Customer (1 Nov 2007 to 10 Jul 2014)
- (561)CF21 Investment Adviser (30 Jun 2006 to 31 Oct 2007)
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (26)[FCA CF] Client dealing
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controlled function added: (25)[FCA CF] Manager of certification employee
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controlled function added: (24)[FCA CF] Client dealing
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controlled function added: (23)[FCA CF] Manager of certification employee
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controlled function added: (22)[FCA CF] Client dealing
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controlled function added: (21)[FCA CF] Manager of certification employee
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controlled function added: (20)[FCA CF] Material risk taker
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controlled function added: (19)[FCA CF] Client dealing
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controlled function added: (18)[FCA CF] Manager of certification employee
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controlled function added: (17)[FCA CF] Material risk taker