Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Ropemaker Place28 Ropemaker StreetLondonLondonEC2Y 9HDUNITED KINGDOM- Phone
- +442030372000
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Complaints Contact
Ropemaker Place28 Ropemaker StreetLondonLondonEC2Y 9HDUNITED KINGDOM- Phone
- +442030374447
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Professional, Eligible Counterparty, Share, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Debenture, Government and public security
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Professional, Eligible Counterparty, Commercial, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Yulia Bakhrakh
IRN YXB13908
- (948)[FCA CF] Client dealing (9 Dec 2019 to 29 Sep 2020)
- (947)CF30 Customer (16 Apr 2019 to 8 Dec 2019)
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Yulia Glavin
IRN JXK01343
- (1717)CF23 Corporate Finance Adviser (12 Dec 2004 to 23 Jan 2007)
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Yusra Siddique
IRN YXS08769
- (1439)[FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
- (1438)CF30 Customer (28 Nov 2018 to 8 Dec 2019)
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Yusuf Sabir
IRN YXS10438
- (2014)[FCA CF] Client dealing (9 Dec 2019 to 5 Nov 2021)
- (2013)CF30 Customer (17 Jan 2019 to 8 Dec 2019)
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Yuwei Zhang
IRN YXZ00007
- (1176)[FCA CF] Client dealing (6 Nov 2020 to 4 Feb 2022)
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Yvonne Anne Dee
IRN YAD01000
- (525)CF30 Customer (1 Nov 2007 to 6 Jul 2009)
- (526)CF23 Corporate Finance Adviser (22 May 2002 to 31 Oct 2007)
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Zahar Mohamad Mejanni
IRN ZXM21546
- (1796)CF30 Customer (8 Oct 2019 to 8 Oct 2019)
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Zaid Al Alawi
IRN ZXA01304
- (1232)[FCA CF] Client dealing (27 Apr 2020 to 26 Jan 2023)
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Zakary Bekai
IRN ZXB22028
- (1754)[FCA CF] Client dealing (9 Dec 2019 to 13 Aug 2021)
- (1753)CF30 Customer (16 Oct 2019 to 8 Dec 2019)
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Zakir Husen V Patel
IRN ZHP01000
- (709)CF30 Customer (21 Feb 2008 to 17 Jul 2009)
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (76)[FCA CF] Client dealing
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controlled function added: (75)[FCA CF] Client dealing
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controlled function added: (74)[FCA CF] Client dealing
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controlled function added: (73)[FCA CF] Client dealing
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controlled function added: (72)[FCA CF] Client dealing
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controlled function added: (71)[FCA CF] Material risk taker
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controlled function added: (70)[FCA CF] Client dealing
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controlled function added: (69)[FCA CF] Material risk taker
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controlled function added: (68)[FCA CF] Client dealing
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controlled function added: (67)[FCA CF] Client dealing