Macquarie Bank Ltd

Date authorised
29 July 1994
Companies House
FC018220
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ropemaker Place
    28 Ropemaker Street
    London
    London
    EC2Y 9HD
    UNITED KINGDOM
    Phone
    +447775019124
    Web
    https://www.macquarie.com/uk/en.html

  • Complaints Contact

    Ropemaker Place
    28 Ropemaker Street
    London
    London
    EC2Y 9HD
    UNITED KINGDOM
    Phone
    +447775019124

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "warrant", "certificate representing certain security", "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Weibo Liu

    IRN WXL01158

    • (1398)[FCA CF] Client dealing (7 Mar 2016 to 1 Jul 2019)
  • Wen-Jun Lee

    IRN WXL01087

    • (289)CF30 Customer (1 Nov 2007 to 13 Nov 2007)
    • (290)CF23 Corporate Finance Adviser (8 Feb 2007 to 31 Oct 2007)
  • Wenqi Lu

    IRN WXL01062

    • (366)CF21 Investment Adviser (9 May 2005 to 21 Apr 2007)
  • Willem Reitze Stitselaar

    IRN WRS01040

    • (958)CF30 Customer (1 Nov 2007 to 13 Nov 2007)
    • (959)CF23 Corporate Finance Adviser (2 Aug 2006 to 31 Oct 2007)
  • Willem Van Der Merwe

    IRN WXV00018

    • (105)[FCA CF] Client dealing (since 24 Jun 2024)
    • (106)[FCA CF] Manager of certification employee (since 24 Jun 2024)
    • (1298)[FCA CF] Manager of certification employee (18 Jul 2023 to 24 Jun 2024)
    • (1296)[FCA CF] Client dealing (6 Mar 2023 to 24 Jun 2024)
    • (1297)[FCA CF] Material risk taker (6 Mar 2023 to 31 Mar 2023)
  • William Davis

    IRN WXD00083

    • (129)[FCA CF] Manager of certification employee (since 4 Mar 2024)
    • (128)[FCA CF] Algorithmic trading (since 12 Jan 2024)
  • William Evans

    IRN WHE01004

    • (1089)CF30 Customer (1 Nov 2007 to 13 Nov 2007)
    • (1090)CF21 Investment Adviser (15 Feb 2006 to 31 Oct 2007)
  • William Gayner

    IRN WXG01091

    • (242)CF30 Customer (2 Dec 2014 to 6 Mar 2016)
  • William Henry Dorsey

    IRN WHD01019

    • (1020)CF30 Customer (7 Jan 2009 to 20 Jul 2011)
  • William John Francis Carpmael

    IRN WJC01037

    • (234)CF30 Customer (5 Feb 2015 to 6 Mar 2016)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (257)[FCA CF] Significant management

  2. controlled function added: (256)[FCA CF] Material risk taker

  3. controlled function added: (255)[FCA CF] Material risk taker

  4. controlled function added: (254)[FCA CF] Client dealing

  5. controlled function added: (253)[FCA CF] Algorithmic trading

  6. controlled function added: (252)[FCA CF] Manager of certification employee

  7. controlled function added: (251)[FCA CF] Material risk taker

  8. controlled function added: (250)[FCA CF] Client dealing

  9. controlled function added: (249)[FCA CF] Manager of certification employee

  10. controlled function added: (248)[FCA CF] Client dealing

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