Macquarie Bank Ltd

Date authorised
29 July 1994
Companies House
FC018220
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ropemaker Place
    28 Ropemaker Street
    London
    London
    EC2Y 9HD
    UNITED KINGDOM
    Phone
    +447775019124
    Web
    https://www.macquarie.com/uk/en.html

  • Complaints Contact

    Ropemaker Place
    28 Ropemaker Street
    London
    London
    EC2Y 9HD
    UNITED KINGDOM
    Phone
    +447775019124

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "warrant", "certificate representing certain security", "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Vitor Augusto Barbosa Gaspar

    IRN VAB01038

    • (487)CF30 Customer (25 Sep 2012 to 29 Nov 2013)
  • Vittorio Mantovani Leonardo Teixeira

    IRN VMT00005

    • (165)CF30 Customer (1 Nov 2007 to 25 Apr 2008)
    • (166)CF21 Investment Adviser (13 Jun 2007 to 31 Oct 2007)
  • Vladi Gorelik

    IRN VXG01082

    • (640)CF30 Customer (1 Nov 2007 to 13 Nov 2007)
    • (641)CF23 Corporate Finance Adviser (21 Feb 2006 to 31 Oct 2007)
  • Vladimir Albertovich Shmarov

    IRN VXS54852

    • (203)[FCA CF] Manager of certification employee (since 21 Oct 2025)
    • (202)[FCA CF] Client dealing (since 14 Aug 2018)
  • Vladimir Lucic

    IRN VXL54827

    • (1504)[FCA CF] Client dealing (30 Jan 2019 to 28 Jan 2022)
    • (1505)[FCA CF] Manager of certification employee (30 Jan 2019 to 28 Jan 2022)
  • Wan Xin Ang

    IRN WXA00091

    • (139)[FCA CF] Client dealing (since 17 Aug 2023)
  • Warwick Alexander Mancini

    IRN WAM01068

    • (465)CF30 Customer (1 Nov 2007 to 13 Nov 2007)
    • (466)CF23 Corporate Finance Adviser (18 Aug 2006 to 31 Oct 2007)
  • Waseem Ullah

    IRN WXU00009

    • (1075)CF30 Customer (25 Jan 2012 to 6 Mar 2016)
  • Wayne Anthony Leamon

    IRN WAL01019

    • (841)CF30 Customer (1 Nov 2007 to 13 Nov 2007)
    • (844)CF3 Chief Executive (7 Sep 2007 to 15 Jul 2011)
    • (843)CF8 Apportionment and Oversight (7 Sep 2007 to 31 Mar 2009)
    • (842)CF23 Corporate Finance Adviser (18 Jan 2006 to 31 Oct 2007)
  • Wei Huang

    IRN WXH01195

    • (846)CF30 Customer (18 May 2012 to 16 Apr 2014)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (257)[FCA CF] Significant management

  2. controlled function added: (256)[FCA CF] Material risk taker

  3. controlled function added: (255)[FCA CF] Material risk taker

  4. controlled function added: (254)[FCA CF] Client dealing

  5. controlled function added: (253)[FCA CF] Algorithmic trading

  6. controlled function added: (252)[FCA CF] Manager of certification employee

  7. controlled function added: (251)[FCA CF] Material risk taker

  8. controlled function added: (250)[FCA CF] Client dealing

  9. controlled function added: (249)[FCA CF] Manager of certification employee

  10. controlled function added: (248)[FCA CF] Client dealing

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