Date authorised
15 July 2021
Companies House
10734384
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Royalty House
    32 Sackville Street
    London
    W1S 3EA
    UNITED KINGDOM
    Phone
    +442039894700
  • Complaints Contact

    Royalty House
    32 Sackville Street
    London
    W1S 3EA
    UNITED KINGDOM
    Phone
    +442039894700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles Alasdair MacLeod

    IRN CXM26276

    • SMF3 Executive Director (since 15 Jul 2021)
    • [FCA CF] Client dealing (since 15 Jul 2021)
  • Davinder Singh Chatha

    IRN DXC00023

    • SMF3 Executive Director (since 21 Aug 2023)
    • SMF16 Compliance Oversight (since 15 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Jul 2021)
  • John Thorpe

    IRN JXT01585

    • SMF3 Executive Director (since 15 Jul 2021)
    • [FCA CF] Client dealing (since 15 Jul 2021)
  • Julian Lloyd Sinclair

    IRN JLS01065

    • [FCA CF] Client dealing (15 Jul 2021 to 30 Sep 2024)
    • SMF3 Executive Director (15 Jul 2021 to 30 Sep 2024)
  • Louis George Ingrams

    IRN LXI00049

    • [FCA CF] Client dealing (since 2 Sep 2024)
  • Maxwell Morgan Steinberg

    IRN MMS01160

    • [FCA CF] Client dealing (since 15 Jul 2021)
  • Michael John Ramsay

    IRN MJR01192

    • [FCA CF] Client dealing (since 1 Oct 2024)
    • SMF3 Executive Director (since 2 Sep 2024)
  • Olivia Kate Macdonald

    IRN OKM01001

    • [FCA CF] Client dealing (since 18 Aug 2025)
    • SMF3 Executive Director (since 18 Aug 2025)
  • Simrinder Kaur

    IRN SXK00345

    • [FCA CF] Client dealing (15 Jul 2021 to 30 Sep 2022)
  • Thomas Michael Fitzmaurice

    IRN TXF27567

    • [FCA CF] Client dealing (15 Jul 2021 to 15 Jul 2024)

Recent activity

Updates to this firm's record on the FCA register.

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