Date authorised
21 October 2020
Companies House
10413045
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    91 Wimpole Street
    London
    Westminster
    W1G 0EF
    UNITED KINGDOM
    Phone
    +4402037578750
  • Complaints Contact

    91 Wimpole Street
    London
    Westminster
    W1G 0EF
    UNITED KINGDOM
    Phone
    +4402037578750

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniel Schleider

    IRN DXS00357

    • Director of firm who is not a certification employee or a SMF manager (since 16 Mar 2021)
  • Hemant Jayantilal Patel

    IRN HXP00084

    • Director of firm who is not a certification employee or a SMF manager (16 Mar 2021 to 20 May 2022)
  • Henry Campbell Bellingham

    IRN HXB00288

    • SMF9 Chair of the Governing Body (since 15 Nov 2023)
  • Louise Abbott

    IRN LXB00413

    • Director of firm who is not a certification employee or a SMF manager (15 Mar 2022 to 3 Jul 2025)
  • Martin Sandler

    IRN MXS05379

    • Director of firm who is not a certification employee or a SMF manager (since 28 Aug 2025)
  • Neil Holloway

    IRN NXH01271

    • SMF3 Executive Director (since 8 Nov 2022)
    • Responsible for Insurance Distribution (since 8 Nov 2022)
    • SMF29 Limited scope function (limited scope SMCR firms only) (21 Oct 2020 to 31 Jul 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.