M. Thurlow & Co (Insurance) Brokers

• Principal Place of Business

  1a Station Road

  Cuffley

  Herts

  EN6 4HU

  UNITED KINGDOM

  Phone

  +441707875271

• Complaints Contact

  1a Station Road

  Cuffley

  Herts

  EN6 4HU

  UNITED KINGDOM

  Phone

  +441707875271

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Alan John Drake

  IRN AJD00020

  • CF30 Customer (1 Nov 2007 to 31 Mar 2009)
  • CF21 Investment Adviser (3 Aug 2004 to 31 Oct 2007)
• Blair Adrian Cann

  IRN BAC00027

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 8. Giving personal recommendations on investments in the course of corporate finance business
  • 11. Pension transfer specialist
  • 14. Managing investments
  • 17. Administrative functions in relation to managing investments
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Proprietary trader (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Benchmark submission and administration (since 9 Dec 2019)
  • [FCA CF] CASS oversight function (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [PRA CF] Significant risk taker or Material risk taker (since 9 Dec 2019)
  • [PRA CF] Key function holder (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsible for Insurance Mediation (20 Aug 2018 to 30 Sep 2018)
  • Responsibility for MCD Intermediation (20 Sep 2016 to 23 Jun 2023)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF10 Compliance Oversight (8 Jan 2007 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (8 Jan 2007 to 8 Dec 2019)
  • CF13 Finance (8 Jan 2007 to 1 Jul 2007)
  • CF24 Pension Transfer Specialist (30 Aug 2002 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
• David John Hudson

  IRN DJH00078

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2007)
• Eric Franz Misselke

  IRN EFM00004

  • CF30 Customer (1 Nov 2007 to 31 Mar 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Michael Terence Howard Thurlow

  IRN MTT00005

  • CF28 Systems and controls (1 Nov 2007 to 28 Jun 2018)
  • Responsible for Insurance Mediation (14 Jan 2005 to 28 Jun 2018)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 2 Jan 2007)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
  • CF4 Partner (1 Dec 2001 to 28 Jun 2018)
  • CF10 Compliance Oversight (1 Dec 2001 to 2 Jan 2007)

• Alan Drake (no longer appointed)

  FRN 402260 · Appointed 19 Jul 2004 · Until 31 Mar 2009

• E.F.Misselke Financial Services (no longer appointed)

  FRN 206204 · Appointed 14 Jun 2001 · Until 31 Mar 2009

• D J Hudson Financial Services (no longer appointed)

  FRN 200614 · Appointed 24 Apr 2001 · Until 23 Jan 2023

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