Date authorised
2 April 2013
Companies House
08207134
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor
    The Old Library
    45 High Street
    Uppermill
    Oldham
    OL3 6HS
    UNITED KINGDOM
    Phone
    +4401457243108
  • Complaints Contact

    1st Floor
    The Old Library
    45 High Street
    Uppermill
    Oldham
    OL3 6HS
    UNITED KINGDOM
    Phone
    +441457243108

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Green

    IRN AXG02248

    • SMF3 Executive Director (since 25 Jun 2020)
  • Anthony James Morris

    IRN AJM01760

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (8 Sep 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (8 Sep 2015 to 30 Sep 2018)
  • Craig Joseph McGuinness

    IRN CJM01415

    • CF1 Director (2 Apr 2013 to 13 Feb 2015)
  • Lindsay Claire Embley

    IRN LCE01016

    • CF1 Director (9 May 2016 to 25 Aug 2017)
  • Malcolm Cooke

    IRN MXC01847

    • SMF3 Executive Director (since 25 Jun 2020)
  • Mark Ewart Biscomb

    IRN MEB01129

    • SMF3 Executive Director (9 Dec 2019 to 17 Dec 2019)
    • Responsible for Insurance Mediation (2 Apr 2013 to 13 Apr 2018)
    • CF1 Director (2 Apr 2013 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.