LYCETT, BROWNE-SWINBURNE & DOUGLASS LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Debt Collection
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

William Rice Nicholl
IRN WRN01006
- SMF3 Executive Director (9 Dec 2019 to 21 Jun 2024)
- CF1 Director (22 Nov 2013 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

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Association of British Dispensing Opticians(The) (no longer appointed)
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Share Radio Ltd (no longer appointed)
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Racehorse Owners Association Limited (The) (no longer appointed)
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Sport Horse Breeding of Great Britain (no longer appointed)
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The Association of Polo Schools and Pony Hirers (no longer appointed)
FRN 749980 · Appointed 14 Jun 2016 · Until 6 Apr 2018
Scottish Land & Estates Limited (no longer appointed)
FRN 425606 · Appointed 10 Apr 2014 · Until 6 Apr 2018
Mark James Kershaw (no longer appointed)
FRN 606948 · Appointed 5 Sep 2013 · Until 6 Apr 2018

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.