LYCETT, BROWNE-SWINBURNE & DOUGLASS LIMITED

Date authorised
1 April 2013
Companies House
00706042
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lycetts
    Bank House
    Pilgrim Street
    Newcastle Upon Tyne
    NE1 6QF
    UNITED KINGDOM
    Phone
    +441912321151
  • Complaints Contact

    Lycetts
    Bank House
    Pilgrim Street
    Newcastle Upon Tyne
    NE1 6QF
    UNITED KINGDOM
    Phone
    +441912321151

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Mark Neale Horne

    IRN CMH01166

    • CF1 Director (AR) (since 26 Aug 2022)
  • Colin David Sadler

    IRN CDS01101

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (22 Nov 2013 to 8 Dec 2019)
  • David Jonathan Hewitt

    IRN DJH01330

    • CF1 Director (9 Jun 2005 to 5 Oct 2012)
  • David Robert Moore

    IRN DRM01205

    • Director of firm who is not a certification employee or a SMF manager (since 12 Sep 2024)
  • Denise Cockrem

    IRN DPC01076

    • SMF9 Chair of the Governing Body (10 Jun 2020 to 9 Aug 2023)
  • Edward George Creasy

    IRN EGC01004

    • CF2 Non Executive Director (25 Feb 2015 to 31 Dec 2016)
  • Edward Rice Nicholl

    IRN ERN00001

    • CF2 Non Executive Director (1 May 2007 to 15 May 2015)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Apr 2007)
    • CF3 Chief Executive (14 Jan 2005 to 30 Apr 2007)
    • CF1 Director (14 Jan 2005 to 30 Apr 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 30 Apr 2007)
  • Frank Nicholson

    IRN FXN01020

    • CF2 Non Executive Director (14 Jan 2005 to 30 Apr 2007)
  • Ian Barclay

    IRN IXB01265

    • SMF1 Chief Executive (since 1 Sep 2024)
    • Responsible for Insurance Distribution (since 1 Sep 2024)
  • Ian St John Martin

    IRN ISM01038

    • SMF9 Chair of the Governing Body (since 9 Aug 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • WMC Land Factor LLP (no longer appointed)

    FRN 422504 · Appointed 14 Jan 2005 · Until 17 Oct 2006

  • FR Gainsbury Ltd (no longer appointed)

    FRN 423313 · Appointed 14 Jan 2005 · Until 17 Mar 2006

  • Davis And Bowring (no longer appointed)

    FRN 406720 · Appointed 14 Jan 2005 · Until 7 Sep 2006

  • Youngs CS LLP (no longer appointed)

    FRN 421957 · Appointed 14 Jan 2005 · Until 20 Oct 2008

  • Laws & Fiennes (no longer appointed)

    FRN 421956 · Appointed 14 Jan 2005 · Until 9 Sep 2008

  • Guy E Heelis (no longer appointed)

    FRN 423341 · Appointed 14 Jan 2005 · Until 21 Jul 2008

  • Peter Greenwood And Co. (no longer appointed)

    FRN 406722 · Appointed 14 Jan 2005 · Until 4 Aug 2008

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.