LYCETT, BROWNE-SWINBURNE & DOUGLASS LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Debt Collection
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

William Rice Nicholl
IRN WRN01006
- SMF3 Executive Director (9 Dec 2019 to 21 Jun 2024)
- CF1 Director (22 Nov 2013 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Mandy Janine Allen (no longer appointed)
FRN 600999 · Appointed 15 May 2013 · Until 13 Apr 2015
JGL Operations Limited (no longer appointed)
FRN 541624 · Appointed 16 Feb 2011 · Until 3 Dec 2014
Racehorse Owners Association (no longer appointed)
FRN 512217 · Appointed 12 Nov 2009 · Until 6 Apr 2018
Hamish Scott Dalgleish (no longer appointed)
FRN 503598 · Appointed 13 Jul 2009 · Until 14 Jun 2017
The Salmon and Trout Conservation UK (no longer appointed)
FRN 478418 · Appointed 20 Nov 2008 · Until 6 Apr 2018
National Trainers Federation (no longer appointed)
FRN 465683 · Appointed 2 Jul 2008 · Until 6 Apr 2018
Rupert Paget Steavenson (no longer appointed)
FRN 410912 · Appointed 8 May 2007 · Until 30 Apr 2013
Gill Richardson Bloodstock Ltd (no longer appointed)
FRN 467632 · Appointed 8 May 2007 · Until 1 Feb 2018
David Morley (no longer appointed)
FRN 456298 · Appointed 8 May 2007 · Until 6 Apr 2018
Sale And Partners (no longer appointed)
FRN 406721 · Appointed 14 Jan 2005 · Until 18 Aug 2008

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.