LYCETT, BROWNE-SWINBURNE & DOUGLASS LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
LycettsBank HousePilgrim StreetNewcastle Upon TyneNE1 6QFUNITED KINGDOM- Phone
- +441912321151
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Complaints Contact
LycettsBank HousePilgrim StreetNewcastle Upon TyneNE1 6QFUNITED KINGDOM- Phone
- +441912321151
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Debt Plan Admin
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Debt Collection
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Consumer Loans
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Loan Servicing
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Christopher Mark Neale Horne
IRN CMH01166
- CF1 Director (AR) (since 26 Aug 2022)
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Colin David Sadler
IRN CDS01101
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (22 Nov 2013 to 8 Dec 2019)
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David Jonathan Hewitt
IRN DJH01330
- CF1 Director (9 Jun 2005 to 5 Oct 2012)
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David Robert Moore
IRN DRM01205
- Director of firm who is not a certification employee or a SMF manager (since 12 Sep 2024)
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Denise Cockrem
IRN DPC01076
- SMF9 Chair of the Governing Body (10 Jun 2020 to 9 Aug 2023)
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Edward George Creasy
IRN EGC01004
- CF2 Non Executive Director (25 Feb 2015 to 31 Dec 2016)
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Edward Rice Nicholl
IRN ERN00001
- CF2 Non Executive Director (1 May 2007 to 15 May 2015)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Apr 2007)
- CF3 Chief Executive (14 Jan 2005 to 30 Apr 2007)
- CF1 Director (14 Jan 2005 to 30 Apr 2007)
- CF8 Apportionment and Oversight (14 Jan 2005 to 30 Apr 2007)
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Frank Nicholson
IRN FXN01020
- CF2 Non Executive Director (14 Jan 2005 to 30 Apr 2007)
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Ian Barclay
IRN IXB01265
- SMF1 Chief Executive (since 1 Sep 2024)
- Responsible for Insurance Distribution (since 1 Sep 2024)
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Ian St John Martin
IRN ISM01038
- SMF9 Chair of the Governing Body (since 9 Aug 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Racehorse Owners Association (no longer appointed)
FRN 512217 · Appointed 12 Nov 2009 · Until 6 Apr 2018
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The Salmon and Trout Conservation UK (no longer appointed)
FRN 478418 · Appointed 20 Nov 2008 · Until 6 Apr 2018
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National Trainers Federation (no longer appointed)
FRN 465683 · Appointed 2 Jul 2008 · Until 6 Apr 2018
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Gill Richardson Bloodstock Ltd (no longer appointed)
FRN 467632 · Appointed 8 May 2007 · Until 1 Feb 2018
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.