LUCY A RAYMOND & SONS LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
6 Bevis MarksLondonEC3A 7BAUNITED KINGDOM- Phone
- +4402076210777
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Complaints Contact
6 Bevis MarksLondonEC3A 7BAUNITED KINGDOM- Phone
- +4402076210777
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial
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Investment Advice (no pensions)
For Commercial, Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Non-investment insurance contracts
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Insurance Admin
For Commercial, Non-investment insurance contracts
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Stockbroking
For Commercial, Non-investment insurance contracts
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Investment Setup
For Commercial, Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Dennis Gerard McLafferty
IRN DXM00778
- Responsible for Insurance Distribution (since 7 Nov 2022)
- SMF3 Executive Director (since 7 Nov 2022)
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John Francis Glynne Williams
IRN JFW01064
- CF2 Non Executive Director (14 Jan 2005 to 31 Jul 2013)
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John McGarry
IRN JXM03693
- CF1 Director (AR) (1 Nov 2018 to 28 Nov 2019)
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Lucy Amanda Raymond
IRN LAR01036
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF1 Director (AR) (since 17 Dec 2014)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
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Mario Fernandez-Pintado Aldonza
IRN MXF00436
- SMF3 Executive Director (8 Jun 2023 to 31 Aug 2024)
- SMF16 Compliance Oversight (8 Jun 2023 to 31 Aug 2024)
- Responsible for Insurance Distribution (8 Jun 2023 to 31 Aug 2024)
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Paul Burns
IRN PXB02263
- CF1 Director (AR) (19 Dec 2014 to 8 Apr 2022)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Worldwide Technical Solutions Ltd
FRN 651660 · Appointed 27 Oct 2014
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.