Date authorised
1 April 2013
Companies House
03950911
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6 Bevis Marks
    London
    EC3A 7BA
    UNITED KINGDOM
    Phone
    +4402076210777
  • Complaints Contact

    6 Bevis Marks
    London
    EC3A 7BA
    UNITED KINGDOM
    Phone
    +4402076210777

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dennis Gerard McLafferty

    IRN DXM00778

    • Responsible for Insurance Distribution (since 7 Nov 2022)
    • SMF3 Executive Director (since 7 Nov 2022)
  • John Francis Glynne Williams

    IRN JFW01064

    • CF2 Non Executive Director (14 Jan 2005 to 31 Jul 2013)
  • John McGarry

    IRN JXM03693

    • CF1 Director (AR) (1 Nov 2018 to 28 Nov 2019)
  • Lucy Amanda Raymond

    IRN LAR01036

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (since 17 Dec 2014)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
  • Mario Fernandez-Pintado Aldonza

    IRN MXF00436

    • SMF3 Executive Director (8 Jun 2023 to 31 Aug 2024)
    • SMF16 Compliance Oversight (8 Jun 2023 to 31 Aug 2024)
    • Responsible for Insurance Distribution (8 Jun 2023 to 31 Aug 2024)
  • Paul Burns

    IRN PXB02263

    • CF1 Director (AR) (19 Dec 2014 to 8 Apr 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.