Lubbock Fine Wealth Management LLP

Date authorised
15 October 2015
Companies House
OC310826
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Paternoster House
    65 St. Paul's Churchyard
    London
    EC4M 8AB
    UNITED KINGDOM
    Phone
    +442074907766
    Web
    http://www.lfwm.co.uk

  • Complaints Contact

    Paternoster House
    65 St. Paul's Churchyard
    London
    EC4M 8AB
    UNITED KINGDOM
    Phone
    +442074907766

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Pankaj Nathalal Shah

    IRN PNS01048

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Jun 2020)
    • SMF27 Partner (9 Dec 2019 to 2 Jun 2020)
    • CF11 Money Laundering Reporting (10 Sep 2018 to 8 Dec 2019)
    • CF4 Partner (15 Oct 2015 to 8 Dec 2019)
  • Rohit Majithia

    IRN RXM44828

    • SMF17 Money Laundering Reporting Officer (MLRO) (2 Jun 2020 to 20 Nov 2025)
  • Sammy Michael Whybrow

    IRN SMW01145

    • CF30 Customer (15 Oct 2015 to 2 May 2017)
  • Stephen Banks

    IRN SXB03985

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Apr 2025)
    • SMF27 Partner (since 17 Apr 2025)
  • Steven Cohen

    IRN SXC03025

    • CF30 Customer (4 Dec 2017 to 30 Apr 2018)

Recent activity

Updates to this firm's record on the FCA register.

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