Lothbury Investment Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Runs Investment Funds
Private Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Nicholas David John Rockhold
IRN NDR01036
- (13)CF30 Customer (23 Dec 2013 to 15 Jul 2016)
Nigel Stuart Wright
IRN NSW01024
- (39)CF8 Apportionment and Oversight (1 Dec 2001 to 31 Dec 2002)
- (40)CF3 Chief Executive (1 Dec 2001 to 31 Dec 2002)
- (41)CF1 Director (1 Dec 2001 to 31 Dec 2002)
Olivia Olubunmi Adenrele Ekeke
IRN OOA01038
- (57)CF30 Customer (10 Feb 2014 to 7 Aug 2015)
Perry Linch
IRN PXL00167
- (65)[FCA CF] Significant management (9 Dec 2019 to 8 May 2025)
Priya pema
IRN PXP00149
- (58)[FCA CF] Significant management (9 Dec 2019 to 31 Jan 2026)
Roderick Stewart William Mordey
IRN RSM01076
- (36)CF27 Investment Management (29 Mar 2004 to 31 Jan 2005)
- (37)CF21 Investment Adviser (29 Mar 2004 to 31 Jan 2005)
Rodney Howard Norman Birch
IRN RHB01082
- (12)CF1 Director (16 Sep 2010 to 11 Mar 2016)
- (11)CF10 Compliance Oversight (19 May 2010 to 21 Jan 2013)
Sabina Nicolayevna Dye
IRN SND01027
- (15)CF30 Customer (5 Jul 2011 to 29 Jun 2012)
Samantha Steele
IRN SXC01906
- (70)CF30 Customer (1 Nov 2007 to 14 Oct 2009)
- (71)CF22 Investment Adviser (Trainee) (22 May 2007 to 31 Oct 2007)
Sanvir Singh Degun
IRN SXD06872
- (28)CF30 Customer (4 Oct 2018 to 13 Aug 2019)

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.