Lothbury Investment Management Limited

Date authorised
1 April 2013
Companies House
04185370
Last scraped
15 hours ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lothbury Investment Management Ltd
    1 Angel Lane
    London
    City Of London
    EC4R 3AB
    UNITED KINGDOM
    Phone
    +442035514900
    Web
    https://www.lothburyim.com

  • Complaints Contact

    Lothbury Investment Management Ltd
    1 Angel Lane
    London
    City Of London
    EC4R 3AB
    UNITED KINGDOM
    Phone
    +4402035514900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Runs Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas David John Rockhold

    IRN NDR01036

    • (13)CF30 Customer (23 Dec 2013 to 15 Jul 2016)
  • Nigel Stuart Wright

    IRN NSW01024

    • (39)CF8 Apportionment and Oversight (1 Dec 2001 to 31 Dec 2002)
    • (40)CF3 Chief Executive (1 Dec 2001 to 31 Dec 2002)
    • (41)CF1 Director (1 Dec 2001 to 31 Dec 2002)
  • Olivia Olubunmi Adenrele Ekeke

    IRN OOA01038

    • (57)CF30 Customer (10 Feb 2014 to 7 Aug 2015)
  • Perry Linch

    IRN PXL00167

    • (65)[FCA CF] Significant management (9 Dec 2019 to 8 May 2025)
  • Priya pema

    IRN PXP00149

    • (58)[FCA CF] Significant management (9 Dec 2019 to 31 Jan 2026)
  • Roderick Stewart William Mordey

    IRN RSM01076

    • (36)CF27 Investment Management (29 Mar 2004 to 31 Jan 2005)
    • (37)CF21 Investment Adviser (29 Mar 2004 to 31 Jan 2005)
  • Rodney Howard Norman Birch

    IRN RHB01082

    • (12)CF1 Director (16 Sep 2010 to 11 Mar 2016)
    • (11)CF10 Compliance Oversight (19 May 2010 to 21 Jan 2013)
  • Sabina Nicolayevna Dye

    IRN SND01027

    • (15)CF30 Customer (5 Jul 2011 to 29 Jun 2012)
  • Samantha Steele

    IRN SXC01906

    • (70)CF30 Customer (1 Nov 2007 to 14 Oct 2009)
    • (71)CF22 Investment Adviser (Trainee) (22 May 2007 to 31 Oct 2007)
  • Sanvir Singh Degun

    IRN SXD06872

    • (28)CF30 Customer (4 Oct 2018 to 13 Aug 2019)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (84)[FCA CF] Significant management

  2. controlled function added: (83)CF1 Director

  3. controlled function added: (82)CF27 Investment Management

  4. controlled function added: (81)CF30 Customer

  5. controlled function added: (80)SMF3 Executive Director

  6. controlled function added: (79)CF10 Compliance Oversight

  7. controlled function added: (78)SMF16 Compliance Oversight

  8. controlled function added: (77)SMF17 Money Laundering Reporting Officer (MLRO)

  9. controlled function added: (76)CF2 Non Executive Director

  10. controlled function added: (75)CF1 Director

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