Date authorised
1 April 2013
Companies House
OC368898
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    SavoyStrand
    105 Strand
    London
    WC2R 0AA
    UNITED KINGDOM
    Phone
    +442078094100
  • Complaints Contact

    SavoyStrand
    105 Strand
    London
    WC2R 0AA
    UNITED KINGDOM
    Phone
    +442078094100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to investment management activities and in carrying on these activities to the customer types "Professional Client" and "Eligible Counterparty".
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to investment management activities and in carrying on these activities to the customer types "Professional Client" and "Eligible Counterparty".
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to investment management activities and in carrying on these activities to the customer types "Professional Client" and "Eligible Counterparty".
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to investment management activities and in carrying on these activities to the customer types "Professional Client" and "Eligible Counterparty".
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Natasha Kate Fletcher

    IRN NKF01008

    • CF30 Customer (2 Nov 2015 to 9 Dec 2019)
  • Nigel Richard Masding

    IRN NXM01392

    • CF4 Partner (2 Oct 2012 to 6 Dec 2016)
    • CF30 Customer (3 Jul 2012 to 6 Sep 2016)
  • Paul Gary Jones

    IRN PXJ00096

    • [FCA CF] Significant management (3 Feb 2021 to 31 Jan 2023)
  • Paul Gerard Crinion

    IRN PGC01067

    • [FCA CF] Material risk taker (since 29 Dec 2022)
    • [FCA CF] Significant management (since 27 May 2022)
    • [FCA CF] Client dealing (since 3 Feb 2021)
    • SMF27 Partner (25 Jan 2021 to 30 Jun 2022)
    • CF30 Customer (3 Jul 2012 to 8 Dec 2019)
    • CF4 Partner (3 Jul 2012 to 9 Dec 2019)
  • Pragnesh Patel

    IRN PXP02028

    • [FCA CF] Significant management (since 1 Jan 2026)
    • [FCA CF] Material risk taker (since 1 Jan 2026)
    • [FCA CF] Client dealing (3 Feb 2021 to 31 Dec 2025)
  • Ramzi Youssef Rishani

    IRN RYR01001

    • CF3 Chief Executive (3 Jul 2014 to 31 Dec 2018)
    • CF4 Partner (3 Jul 2012 to 9 Dec 2019)
    • CF28 Systems and controls (3 Jul 2012 to 12 Jun 2014)
    • CF30 Customer (3 Jul 2012 to 31 Dec 2018)
  • Ross Donal MacDonald

    IRN RDM01162

    • CF30 Customer (3 Jul 2012 to 3 Jul 2012)
  • Sheila Maria Tickner

    IRN SXT00021

    • SMF17 Money Laundering Reporting Officer (MLRO) (26 Jul 2023 to 1 Feb 2024)
    • [FCA CF] Material risk taker (14 Feb 2023 to 31 Jan 2024)
    • SMF16 Compliance Oversight (24 Jan 2023 to 1 Feb 2024)
  • Simon Paul Blondel

    IRN SPB01198

    • CF30 Customer (28 Feb 2013 to 1 Jan 2016)
  • Stefan Bex

    IRN SXB01275

    • [FCA CF] Client dealing (since 5 Sep 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.