Longton FS LLP

• Principal Place of Business

  8-10 Church Row Chambers

  Longton

  Preston

  Lancashire

  PR4 5PN

  UNITED KINGDOM

  Phone

  +441772616131

  Web

  https://www.longtonfs.co.uk

• Complaints Contact

  8-10 Church Row Chambers

  Longton

  Preston

  Lancashire

  PR4 5PN

  UNITED KINGDOM

  Phone

  +441772616131

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Deryck Teasdale

  IRN DXT01125

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsible for Insurance Mediation (2 Nov 2016 to 30 Sep 2018)
  • CF30 Customer (1 Nov 2016 to 8 Dec 2019)
  • CF4 Partner (1 Nov 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Nov 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Nov 2016 to 8 Dec 2019)
• Katherine Anne Bromby

  IRN KXB12294

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Significant management (since 22 Sep 2021)
  • SMF27 Partner (since 22 Sep 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (7 Mar 2019 to 8 Dec 2019)
• Martin Kendrick

  IRN MXK00031

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Nov 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 7 Nov 2021)
  • CF30 Customer (1 Nov 2016 to 8 Dec 2019)
  • CF4 Partner (1 Nov 2016 to 8 Dec 2019)
• Thomas Matthew Strickland

  IRN TMS00004

  • CF4 Partner (1 Nov 2016 to 28 Oct 2019)

No changes recorded yet.