Date authorised
1 April 2013
Companies House
09409081
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor
    1 Curzon Street
    London
    W1J 5HB
    UNITED KINGDOM
    Phone
    +4402074849000
  • Complaints Contact

    1 Curzon Street
    London
    W1J 5HB
    UNITED KINGDOM
    Phone
    +4402078489000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew David Smith

    IRN ADS01191

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • CF30 Customer (22 Oct 2014 to 8 Dec 2019)
  • Andrew Marc Jones

    IRN AMJ01081

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Material risk taker (since 9 Dec 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 23 Mar 2026)
    • SMF3 Executive Director (9 Dec 2019 to 23 Mar 2026)
    • CF3 Chief Executive (28 Feb 2014 to 8 Dec 2019)
    • CF30 Customer (21 Feb 2013 to 8 Dec 2019)
    • CF1 Director (21 Feb 2013 to 8 Dec 2019)
  • Harold Raymond Mould

    IRN HRM01027

    • CF1 Director (8 Oct 2010 to 28 Jan 2013)
    • CF30 Customer (8 Oct 2010 to 28 Jan 2013)
  • Jadwiga Zofia Duzniak

    IRN JZD01003

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (8 Oct 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Oct 2010 to 8 Dec 2019)
  • Lionel Patrick Vaughan

    IRN LPV01003

    • CF3 Chief Executive (8 Oct 2010 to 14 Feb 2014)
    • CF1 Director (8 Oct 2010 to 1 Oct 2014)
    • CF30 Customer (8 Oct 2010 to 1 Oct 2014)
  • Mark Andrew Stirling

    IRN MAS01530

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Material risk taker (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (27 Feb 2014 to 8 Dec 2019)
    • CF1 Director (27 Feb 2014 to 8 Dec 2019)
    • CF29 Significant management (10 May 2013 to 14 Feb 2014)
  • Martin Francis McGann

    IRN MFM01059

    • [FCA CF] Material risk taker (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (8 Oct 2010 to 8 Dec 2019)
    • CF30 Customer (8 Oct 2010 to 8 Dec 2019)
  • Stewart Marshall Little

    IRN SML01056

    • CF1 Director (8 Oct 2010 to 14 Feb 2014)
    • CF30 Customer (8 Oct 2010 to 14 Feb 2014)
  • Thomas Jeremy Bishop

    IRN TJB01094

    • CF1 Director (8 Oct 2010 to 14 Feb 2014)
    • CF30 Customer (8 Oct 2010 to 14 Feb 2014)
  • Valentine Tristram Beresford

    IRN VTB01004

    • [FCA CF] Material risk taker (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF3 Executive Director (9 Dec 2019 to 23 Mar 2026)
    • CF30 Customer (25 Feb 2014 to 8 Dec 2019)
    • CF1 Director (25 Feb 2014 to 8 Dec 2019)
    • CF29 Significant management (16 Aug 2013 to 14 Feb 2014)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.