LondonMetric Management Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
1st Floor1 Curzon StreetLondonW1J 5HBUNITED KINGDOM- Phone
- +4402074849000
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Complaints Contact
1 Curzon StreetLondonW1J 5HBUNITED KINGDOM- Phone
- +4402078489000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Andrew David Smith
IRN ADS01191
- [FCA CF] Client dealing (since 9 Dec 2020)
- CF30 Customer (22 Oct 2014 to 8 Dec 2019)
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Andrew Marc Jones
IRN AMJ01081
- [FCA CF] Client dealing (since 9 Dec 2020)
- [FCA CF] Material risk taker (since 9 Dec 2020)
- SMF1 Chief Executive (9 Dec 2019 to 23 Mar 2026)
- SMF3 Executive Director (9 Dec 2019 to 23 Mar 2026)
- CF3 Chief Executive (28 Feb 2014 to 8 Dec 2019)
- CF30 Customer (21 Feb 2013 to 8 Dec 2019)
- CF1 Director (21 Feb 2013 to 8 Dec 2019)
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Harold Raymond Mould
IRN HRM01027
- CF1 Director (8 Oct 2010 to 28 Jan 2013)
- CF30 Customer (8 Oct 2010 to 28 Jan 2013)
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Jadwiga Zofia Duzniak
IRN JZD01003
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF11 Money Laundering Reporting (8 Oct 2010 to 8 Dec 2019)
- CF10 Compliance Oversight (8 Oct 2010 to 8 Dec 2019)
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Lionel Patrick Vaughan
IRN LPV01003
- CF3 Chief Executive (8 Oct 2010 to 14 Feb 2014)
- CF1 Director (8 Oct 2010 to 1 Oct 2014)
- CF30 Customer (8 Oct 2010 to 1 Oct 2014)
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Mark Andrew Stirling
IRN MAS01530
- [FCA CF] Client dealing (since 9 Dec 2020)
- [FCA CF] Material risk taker (since 9 Dec 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- CF30 Customer (27 Feb 2014 to 8 Dec 2019)
- CF1 Director (27 Feb 2014 to 8 Dec 2019)
- CF29 Significant management (10 May 2013 to 14 Feb 2014)
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Martin Francis McGann
IRN MFM01059
- [FCA CF] Material risk taker (since 9 Dec 2020)
- [FCA CF] Client dealing (since 9 Dec 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (8 Oct 2010 to 8 Dec 2019)
- CF30 Customer (8 Oct 2010 to 8 Dec 2019)
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Stewart Marshall Little
IRN SML01056
- CF1 Director (8 Oct 2010 to 14 Feb 2014)
- CF30 Customer (8 Oct 2010 to 14 Feb 2014)
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Thomas Jeremy Bishop
IRN TJB01094
- CF1 Director (8 Oct 2010 to 14 Feb 2014)
- CF30 Customer (8 Oct 2010 to 14 Feb 2014)
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Valentine Tristram Beresford
IRN VTB01004
- [FCA CF] Material risk taker (since 9 Dec 2020)
- [FCA CF] Client dealing (since 9 Dec 2020)
- SMF3 Executive Director (9 Dec 2019 to 23 Mar 2026)
- CF30 Customer (25 Feb 2014 to 8 Dec 2019)
- CF1 Director (25 Feb 2014 to 8 Dec 2019)
- CF29 Significant management (16 Aug 2013 to 14 Feb 2014)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.