London Merchant Bank Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Andrew Richard Lock
IRN ARL01096
- SMF3 Executive Director (9 Dec 2019 to 14 Jun 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 14 Jun 2023)
- CF1 Director (1 Dec 2015 to 8 Dec 2019)
- CF30 Customer (1 Dec 2015 to 8 Dec 2019)
Gabriel Michel El-Kassir
IRN GME01033
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF1 Director (1 Dec 2015 to 8 Dec 2019)
- CF30 Customer (1 Dec 2015 to 8 Dec 2019)
- CF3 Chief Executive (1 Dec 2015 to 8 Dec 2019)
Robin Francis Paynter Bryant
IRN RFP01031
- CF1 Director (1 Dec 2015 to 11 Dec 2017)
- CF30 Customer (1 Dec 2015 to 11 Dec 2017)
Simon Maughan Antonis
IRN SMA01172
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF11 Money Laundering Reporting (1 Dec 2015 to 8 Dec 2019)
- CF1 Director (1 Dec 2015 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Dec 2015 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.