London House Exchange Limited

Date authorised
2 September 2014
Companies House
08820870
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    27 Old Gloucester Street
    London
    WC1N 3AX
    UNITED KINGDOM
    Phone
    +442036965600
    Web
    https://www.londonhouseexchange.com

  • Complaints Contact

    27 Old Gloucester Street
    London
    WC1N 3AX
    UNITED KINGDOM
    Phone
    +442036965600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trading Platform

    For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Martin McAnaney

    IRN MXM04326

    • SMF16 Compliance Oversight (since 18 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Mar 2022)
  • Michael Gary LAMONT

    IRN MGL01097

    • SMF1 Chief Executive (19 Oct 2023 to 26 Jan 2026)
    • SMF3 Executive Director (19 Oct 2023 to 26 Jan 2026)
  • Neil Alexander Rimer

    IRN NAR01077

    • CF2 Non Executive Director (15 May 2015 to 31 Aug 2018)
  • Niall Wass

    IRN NXW01424

    • CF2 Non Executive Director (7 Dec 2016 to 21 Oct 2019)
  • Nicholas Oliver Daniel Parr

    IRN NOP01003

    • CF10a CASS Oversight function (25 Apr 2016 to 9 Aug 2016)
    • CF30 Customer (2 Sep 2014 to 9 Aug 2016)
    • CF1 Director (2 Sep 2014 to 9 Aug 2016)
    • CF10 Compliance Oversight (2 Sep 2014 to 27 Jun 2016)
    • CF11 Money Laundering Reporting (2 Sep 2014 to 27 Jun 2016)
  • Nidal Hajaj

    IRN NXH00387

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Regi Athwal

    IRN RXA00440

    • SMF1 Chief Executive (since 31 Mar 2026)
    • [FCA CF] Significant management (since 5 Oct 2023)
    • [FCA CF] Material risk taker (since 5 Oct 2023)
  • Robert Weaver

    IRN RXW01868

    • CF30 Customer (1 Nov 2016 to 8 Dec 2019)
  • Steven Andrew Marshall

    IRN SXM04001

    • CF11 Money Laundering Reporting (31 Mar 2017 to 31 Aug 2017)
    • CF30 Customer (15 Sep 2016 to 31 Aug 2017)
  • Warren Brian Bath

    IRN WBB01013

    • SMF1 Chief Executive (10 Feb 2021 to 3 Jul 2023)
    • SMF3 Executive Director (9 Dec 2019 to 3 Jul 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Mar 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 21 Mar 2022)
    • CF11 Money Laundering Reporting (3 Aug 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (31 Mar 2017 to 8 Dec 2019)
    • CF1 Director (7 Jul 2016 to 8 Dec 2019)
    • CF10a CASS Oversight function (7 Jul 2016 to 8 Dec 2019)
    • CF30 Customer (7 Jul 2016 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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